Reporting Maestro Server

Legal Department

What are the legal requirements impacting the banking sector ?

 

MIFID regulation results in a complete transparency requirement of financial transactions for customers.

 

 FINMA Circular results in a better management of electronic data processing on clients’ privacy and data security.

 

PIR : The Principles for Investment Reporting represent the work of CFA Institute and its Investment Reporting Working Group (IRWG). Investment reporting continues to be the most valuable tool for communicating investment information. The Principles for Investment Reporting aims to address the lack of transparency that can occur when providing investment reporting to asset owners :

  • Transparency and clarity : fee transparency, clear and transparent presentation of investment risks and results
  • Treatment of complex technical issues
  • Anticipation of regulatory trends

The principles are separate from the well-established GIPS standards.

GIPS (Global Investment Performance Standards) are a rigorous set of investment performance measurement standards adopted in 37 countries and recognized around the world for their unparalleled credibility, integrity, scope, and uniformity, enabling investors to directly compare a firm’s track record with other firms.

 

Reporting Maestro meets some aspects of MIFID, FINMA, GIPS and PIR regulations requirements in terms of transparency, confidentiality and client data security and compliance :

Helps compliance with MIFID and PIR on a complete transparency requirement of financial transactions for customers

  • Archival storage: Any client reporting generated is automatically archived : Each step of the execution is fully traceable for 100% reliability => Storage of all financial transaction details
  • Data transparency: Reports show all detailed information relating to financial transactions : banking charges, financial operations’ time, financial products’ sale price…

Helps compliance with FINMA circular on a better management of electronic data processing on clients’ privacy and data security

  • Secure data access based on users, roles and privileges (Privileges include: write, read, delete and grant)
  • Data control and security : Ability to control the entire reporting production and distribution process : ensures stability and repeatability of the reporting process
  • Secure storage location : Application deployed on dedicated server
  • Reliability: Reporting execution may be suspended, discontinued or resumed at any time. When re-executing an order execution, only the documents produced with error are re-produced

Helps compliance with GIPS standards in terms of calculation uniformity and data presentation

 

 

 

 

  • Features

    Features

    Automate the production, distribution and storage of your reports, presentations and dashboards. Store, share and search documents.
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  • Benefits

    Benefits

    Reliability. Quality. Improved communication and customer relations. Productivity. Flexibility and ease of integration. Legal compliance.
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  • Usage

    Usage

    Asset managers, relationship managers, sales reps, back office or IT, marketing or compliance employees, partners, suppliers and customers.
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